Proportional aggregation of preferences for sequential decision making

Proportional aggregation of preferences for sequential decision making

Problem Statement

In various decision-making contexts, such as recommendation systems or hiring processes, groups often make a series of decisions. A common but naive approach is to select the option with the most supporters in each round. However, this can result in unrepresentative outcomes where the majority dominates all decisions, potentially discouraging participation from minority groups.

Consider a scenario where a group of quicklatex.com-5793832f979c2268e3694c246d53b1bb_l3 Proportional aggregation of preferences for sequential decision making NEWS friends (voters) want to hang out weekly. They have different preferences for activities (alternatives) each week (round), but only one activity can be chosen. This means the entire group ends up doing one activity, even if some members dislike it.

preferences Proportional aggregation of preferences for sequential decision making NEWS

In the example above, five friends have different preferences for activities each week. For instance, person 4 prefers amusement parks for the first three rounds and golf for the last two. Movies are the majority choice every week, supported by persons 1-3, which is quicklatex.com-eb11086c57f84db0191b2bc00abfb48a_l3 Proportional aggregation of preferences for sequential decision making NEWS of the group. However, consistently choosing movies would leave persons 4 and 5 unsatisfied.

Can we find a more equitable solution that fairly represents everyone’s preferences? This paper addresses this challenge for sequential decision-making problems using approval votes, through the lens of Social Choice Theory.

Applications

Let’s explore some applications where this problem arises:

  • Hiring Processes (University): Departments need to hire new faculty members. Existing faculty want to recruit collaborators. How can we ensure that the department’s diverse research interests are represented over multiple hiring rounds?
  • Virtual Democracy: When making repeated decisions, machine learning can model user preferences, which can be used when eliciting preferences is costly. For example, AI systems making ethical decisions quickly, such as autonomous vehicles in moral dilemmas, should fairly reflect people’s preferences.
  • Uncertainty about the Goal: Managing an intelligent system (like a robot) that repeatedly decides on actions to maximize an objective function can be challenging if the desired objective function is uncertain. We might decide on a mixture of objectives (e.g., 20% on objective 1). Over multiple decisions, the system should ensure each objective is satisfied proportionally to its importance.

Main Idea: Proportionality Axioms

The core fairness concept we study is proportionality. Hypothetically, if a group makes decisions over 10 rounds and 30% always prefer movies while 70% always prefer golf, then 3 out of 10 decisions should be movies, and 7 out of 10 should be golf. While a single decision might favor the majority, over multiple rounds, we can aim to satisfy different groups in each round for more equitable outcomes.

However, real-world scenarios don’t always have well-defined ‘groups,’ and the set of alternatives might change each round, forming new groups. Voters who agree once might disagree later. How do we incorporate such variations?

We say a « group » (of voters) agrees in a round if one or more alternatives are approved by all of them.

We propose proportionality guarantees of the following form: Every group quicklatex.com-520cb534cd5b6bed768a61515b57cb7e_l3 Proportional aggregation of preferences for sequential decision making NEWS of quicklatex.com-f687af59d152ba3f650ee6c047582c87_l3 Proportional aggregation of preferences for sequential decision making NEWS % voters that agrees in quicklatex.com-b6a7605b1bcca8f1b416eaf733f34e08_l3 Proportional aggregation of preferences for sequential decision making NEWS of the rounds, must approve quicklatex.com-62ba31edda473aa286ffae7bb7152aeb_l3 Proportional aggregation of preferences for sequential decision making NEWS % of the decisions:

key-idea Proportional aggregation of preferences for sequential decision making NEWS

But what does it mean for a group to approve quicklatex.com-62ba31edda473aa286ffae7bb7152aeb_l3 Proportional aggregation of preferences for sequential decision making NEWS % of decisions?

We can’t have all members of the group approving quicklatex.com-62ba31edda473aa286ffae7bb7152aeb_l3 Proportional aggregation of preferences for sequential decision making NEWS % of the decisions. Prior work has shown that this property can’t be satisfied in even simpler settings like apportionment (where the alternatives and approval profile of every voter are the same in each round) — (Example 1).

So we study two types of (weaker) guarantees based on individual members of quicklatex.com-520cb534cd5b6bed768a61515b57cb7e_l3 Proportional aggregation of preferences for sequential decision making NEWS that can actually be satisfied (as we will show later).

Strong Proportional Justified Representation (Strong-PJR): There are at least quicklatex.com-7c16ab50601b5df6917b8ee3cbfffc80_l3 Proportional aggregation of preferences for sequential decision making NEWS % rounds where any member of quicklatex.com-520cb534cd5b6bed768a61515b57cb7e_l3 Proportional aggregation of preferences for sequential decision making NEWS approves the decision of that round.

Strong Extended Justified Representation (Strong-EJR): There is at least one consistent member of quicklatex.com-520cb534cd5b6bed768a61515b57cb7e_l3 Proportional aggregation of preferences for sequential decision making NEWS that approves the decision of quicklatex.com-7c16ab50601b5df6917b8ee3cbfffc80_l3 Proportional aggregation of preferences for sequential decision making NEWS % rounds.

If quicklatex.com-520cb534cd5b6bed768a61515b57cb7e_l3 Proportional aggregation of preferences for sequential decision making NEWS satisfies Strong-EJR, then the quicklatex.com-7c16ab50601b5df6917b8ee3cbfffc80_l3 Proportional aggregation of preferences for sequential decision making NEWS % rounds where the lucky member of quicklatex.com-520cb534cd5b6bed768a61515b57cb7e_l3 Proportional aggregation of preferences for sequential decision making NEWS approves decisions help satisfy Strong-PJR. Thus, satisfying Strong-EJR implies satisfying Strong-PJR.

Let’s understand these axioms with the friends’ outings example presented earlier.

outings Proportional aggregation of preferences for sequential decision making NEWS

Let Group A be persons 1-3 (the group with the same preferences in the picture above), and Group B be persons 4-5 (the rest of the people with varying preferences). First, how many decisions do these groups deserve?

Group A is 60% of voters, and they agree in every round through the movie alternative. Thus, they deserve to approve decisions of quicklatex.com-7c16ab50601b5df6917b8ee3cbfffc80_l3 Proportional aggregation of preferences for sequential decision making NEWS % quicklatex.com-708d3b1224cb971084bb3e3b31be7eb9_l3 Proportional aggregation of preferences for sequential decision making NEWS rounds. Group B is 40% of voters, and they only agree in rounds 1-3 through the amusement park alternative. Thus, they deserve to approve decisions of quicklatex.com-7c16ab50601b5df6917b8ee3cbfffc80_l3 Proportional aggregation of preferences for sequential decision making NEWS % quicklatex.com-16b49cbda1b47d63696e663d6a899ac7_l3 Proportional aggregation of preferences for sequential decision making NEWS rounds.

axioms Proportional aggregation of preferences for sequential decision making NEWS

Now let’s consider the decision sequence on the top (of the above image), i.e., (movie, karaoke, pool, golf, bowling). Person 1 approves 2 decisions (rounds 1, 2), persons 2-3 approve 2 decisions (rounds 1, 3), and persons 4, 5 each approve 1 decision (rounds 4, 5 respectively).

For Strong-PJR, we need 3 rounds where any member of Group A approves the decision, and similarly 2 such rounds for Group B. We achieve this through rounds 1-3 for Group A, and rounds 4-5 for Group B. Thus, this sequence of decisions satisfies Strong-PJR.

However, for Strong-EJR, we

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